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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-19 |
| AZ | RA | APPROVED | 2025-07-10 |
| LA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
1687 Willow Creek Road, Prescott, AZ 86301 • United States
100 Madison Street Suite 1300, Syracuse, NY 13202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arizona Land And Ranches | Prescott | AZ | 07/2000 | 07/2020 |
| National Planning Corporation | Prescott | AZ | 05/2009 | 10/2017 |
| Woodbury Financial Services Inc | Prescott | AZ | 10/2017 | 12/2023 |
| Cadaret, Grant & Co., Inc. | Prescott | AZ | 12/2023 | 07/2025 |
| Lpl Financial Llc | Syracuse | NY | 07/2025 | Present |
1. 7/10/2025: Thomas W Repass PLLC; At reported business location(s); Mortgage/Real Estate Services; Inv. related; start date 7/1/2000; 2hrs/mo.; 0hrsduring trading. 2. 7/10/2025: Thomas W Repass PLLC; At reported business location(s); Non-Variable Insurance; Inv. related; start date 6/1/2000; 16hrs/mo.; 15hrsduring trading. 3. 7/2025 - Russell Investment Advisors - DBA for LPL Business (entity for LPL business) - Prescott, AZ - INV REL - Start Date 06/01/2019 - 160hrs/mth | 120hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-22 |
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