Kevin Yuan Zhong Tang

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Lpl Financial Llc
  Honolulu, HI

Previous Registrations

• 2010-11-01 → 2015-01-30
  Vsr Financial Services, Inc.
  Overland Park, KS
  Honolulu, HI
• 2006-03-13 → 2010-11-16
  Equitable Advisors, Llc
  Honolulu, HI

Other Businesses

1. 01/30/2015 - NON-VARIABLE INSURANCE - FIXED LIFE INSURANCE AND ANNUITIES, LTC AND DISABILITY - 30% - HONOLULU, HI 2. 01/30/2015 - ANTON FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% - HONOLULU, HI 3. 6/22/2021 - No Business Name - Investment Related - Cleveland, OH 44109 - Real Estate Rental - Start Date: 5/26/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Single family residential rental property.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-09

Designations

• Certified Financial Planner