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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-13
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2018-12-13
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

2751 Via De La Valle, Del Mar, CA 92014 • United States

10707 Camino Ruiz, San Diego, CA 92126 • United States

6008 Paseo Delicias, Rancho Santa Fe, CA 92067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Diego CA 08/2007 Present
Genie Car Wash San Diego CA 01/2003 Present
Wells Fargo Advisors Llc San Diego CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
  • 08/2007 → Present
    Wells Fargo Bank Na
    San Diego, CA
  • 01/2003 → Present
    Genie Car Wash
    San Diego, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Diego, CA
  • 11/2016 → Present
    San Diego, CA
Previous Registrations
  • 2009-06-16 → 2011-01-03
    Wells Fargo Investments, Llc
    El Cajon, CA
    San Diego, CA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; EL CAJON, CA; RENTAL CONDO UNIT; CO-OWNER; START DATE 12/20/2013; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; EL CAJON, CA; 100% OWNERSHIP WITH SPOUSE; START DATE 01/01/2019;NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES. TRUE PEPTIDES LLC; INV RELATED;SAN DIEGO,CA; HEALTH AND WELLNESS PEPTIDES BUSINESS;25% OWNERSHIP; START DATE: 8/10/2026; 12 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-15
  • S66 Uniform Combined State Law Examination
    2009-06-15
Designations

View on SEC IAPD

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