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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-14 |
| CA | RA | APPROVED | 2022-03-08 |
Branch Locations
4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Services | Carlsbad | CA | 05/2013 | 06/2020 |
| Lpl Financial Llc | La Jolla | CA | 06/2020 | 10/2020 |
| Morgan Stanley Smith Barney Llc | La Jolla | CA | 11/2020 | 08/2021 |
| Morgan Stanley Smith Barney Llc | San Diego | CA | 02/2022 | Present |
| Exit Realty Horizons | Las Cruces | NM | 08/2021 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-14 |
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