Mark Hwaley Chao

Current Employers

Employment History

• 07/2009 → 12/2016
  Wealth Management Service
  Maryland Heights, MO
• 08/2010 → 11/2017
  Executive Financial Group
  St. Louis, MO
• 02/2017 → 12/2017
  Capital Management Services
  Ballwin, MO
• 12/2017 → 03/2019
  Farmers Insurance
  Saint Louis, MO
• 12/2017 → 03/2019
  Farmers Financial Solutions
  Saint Louis, MO
• 04/2019 → Present
  Vestech Securities, Inc.
  St. Louis, MO
• 04/2019 → Present
  Vestech Asset Management
  St. Louis, MO

Previous Registrations

• 2017-02-17 → 2017-12-15
  Capital Management Services, Inc.
  Maryland Heights, MO
• 2010-07-07 → 2016-12-31
  World Equity Group, Inc.
  Maryland Heights, MO
  Schaumburg, IL
  Schaumburg, IL

Other Businesses

Name of the other business: Vestech Securities, Inc. Investment-related: Yes Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Broker Dealer Position; title, or relationship with the other business: Investment Representative Start date of your relationship: 04/2019 Approximate number of hours/month you devote to the other business: 80 Number of hours you devote to the other business during securities trading hours: 80 Briefly describe your duties relating to the other business: financial representative helping clients achieve their financial goals Name of the other business: Saint Louis Kendo Investment-related: No Address of the other business: 3573 Bostons Farm Drive, Bridgeton, MO, 63044 Nature of the other business: Kendo Position; title, or relationship with the other business: Vice President of Promotions Start date of your relationship: 08/2009 Approximate number of hours/month you devote to the other business: 24 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Kendo class instructor POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 10/01/2018 ADDRESS: Saint Louis MO 63122, United States DESCRIPTION: Licensed insurance agent appointed with various insurance carriers. Insurance sales. POSITION: President NATURE: Real estate investment and management INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/2025 ADDRESS: 3573 Bostons Farm Drive, Bridgeton, MO, 63044 DESCRIPTION: Real estate investing, purchase, and management of residential and commercial real estate.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-08-16
• S65 Uniform Investment Adviser Law Examination
  2009-10-02