John Michael Sullivan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 10/2017
  Citigroup
  Commack, NY
• 10/2017 → Present
  Jp Morgan Securities, Llc
  East Hampton, NY

Previous Registrations

• 2016-08-17 → 2017-10-13
  Citigroup Global Markets Inc.
  Uniondale, NY
  Commack, NY
  East Northport, NY
• 2012-10-01 → 2015-12-02
  J.P. Morgan Securities Llc
  Southampton, NY
• 2010-03-18 → 2012-10-01
  Chase Investment Services Corp.
  Southhampton, NY
  Center Moriches, NY
• 2009-11-19 → 2010-03-24
  Obsidian Wealth Management, Llc
  Woodbury, NY

Exams

• S66 Uniform Combined State Law Examination
  2009-05-22

Other Names

• John Michael Sullivan