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John Michael Sullivan

J.P. Morgan Securities LLC

Sag Harbor, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2017-10-13
TX RA APPROVED_RES 2017-10-12
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2017-10-13
  • TX RA
    APPROVED_RES
    Since 2017-10-12

Branch Locations

89 Main Street, Sag Harbor, NY 11963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Commack NY 06/2016 10/2017
Jp Morgan Securities, Llc East Hampton NY 10/2017 Present
Previous Registrations
  • 2016-08-17 → 2017-10-13
    Citigroup Global Markets Inc.
    Uniondale, NY
    Commack, NY
    East Northport, NY
  • 2012-10-01 → 2015-12-02
    J.P. Morgan Securities Llc
    Southampton, NY
  • 2010-03-18 → 2012-10-01
    Chase Investment Services Corp.
    Southhampton, NY
    Center Moriches, NY
  • 2009-11-19 → 2010-03-24
    Obsidian Wealth Management, Llc
    Woodbury, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-22
  • S66 Uniform Combined State Law Examination
    2009-05-22
Other Names
  • John Michael Sullivan

View on SEC IAPD

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WILMINGTON CAPITAL SECURITIES, LLC
POWDER RIDGE CAPITAL LP

Other Investors

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Sean Thomas Hopkins
Cassandra Lynne Gibson
Salvatore J Farrauto
DOUGLAS PATRICK MISCOLL
PATRIC JOSEPH WALLACE
Theodore Franklin Dickson
ANDREW LANE STERN

Other Offices

BIG ROCK ADVISORS LLC · SAG HARBOR, NY
SAYBROOK CAPITAL CORP · SAG HARBOR, NY
RAVELLO PARTNERS LLC · SAG HARBOR, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sag Harbo, NY
BEACON POINTE ADVISORS, LLC · Bridgehampton, NY
BEACON POINTE ADVISORS, LLC · Bridgehampton, NY
EDWARD JONES · BRIDGEHAMPTON, NY
J.P. MORGAN SECURITIES LLC · SHELTER ISLAND, NY

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