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Big Rock Advisors LLC CRD 330067
$27.8M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
35 Main Street, Sag Harbor, NY 11963 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-18 |
| NY | RA | APPROVED | 2024-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Usa) Llc | New York | NY | 11/2000 | 11/2023 |
| Big Rock Advisors Llc | Montauk | NY | 02/2024 | Present |
| Credit Suisse Group | New York | NY | 07/2000 | 11/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-02 |
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