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Stephen Ward Taylor

Big Rock Advisors LLC

Sag Harbor, NY

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Current Employers
Big Rock Advisors Llc

35 Main Street, Sag Harbor, NY 11963 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-18
NY RA APPROVED 2024-03-08
  • TX RA
    APPROVED_RES
    Since 2024-12-18
  • NY RA
    APPROVED
    Since 2024-03-08

Branch Locations

35 Main Street, Sag Harbor, NY 11963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc New York NY 11/2000 11/2023
Big Rock Advisors Llc Montauk NY 02/2024 Present
Credit Suisse Group New York NY 07/2000 11/2023
  • 11/2000 → 11/2023
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 02/2024 → Present
    Big Rock Advisors Llc
    Montauk, NY
  • 07/2000 → 11/2023
    Credit Suisse Group
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-19
S63 Uniform Securities Agent State Law Examination 2001-10-02
  • S65 Uniform Investment Adviser Law Examination
    2024-01-19
  • S63 Uniform Securities Agent State Law Examination
    2001-10-02

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
SAYBROOK CAPITAL CORP
RAVELLO PARTNERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BEACON POINTE ADVISORS, LLC
EDWARD JONES
WILMINGTON CAPITAL SECURITIES, LLC
POWDER RIDGE CAPITAL LP

Other Investors

Sean Thomas Hopkins
Cassandra Lynne Gibson
Salvatore J Farrauto
JOHN MICHAEL SULLIVAN
DOUGLAS PATRICK MISCOLL
PATRIC JOSEPH WALLACE
Theodore Franklin Dickson
ANDREW LANE STERN

Other Offices

J.P. MORGAN SECURITIES LLC · Sag Harbor, NY
SAYBROOK CAPITAL CORP · SAG HARBOR, NY
RAVELLO PARTNERS LLC · SAG HARBOR, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sag Harbo, NY
BEACON POINTE ADVISORS, LLC · Bridgehampton, NY
BEACON POINTE ADVISORS, LLC · Bridgehampton, NY
EDWARD JONES · BRIDGEHAMPTON, NY
J.P. MORGAN SECURITIES LLC · SHELTER ISLAND, NY

More in Sag Harbor, NY

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