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Sean Thomas Hopkins

Big Rock Advisors LLC

Sag Harbor, NY

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Current Employers
Big Rock Advisors Llc

35 Main Street, Sag Harbor, NY 11963 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-18
NY RA APPROVED 2024-04-18
  • TX RA
    APPROVED_RES
    Since 2024-12-18
  • NY RA
    APPROVED
    Since 2024-04-18

Branch Locations

35 Main Street, Sag Harbor, NY 11963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tradeweb Llc New York NY 09/2013 03/2024
Tradeweb Direct Llc New York NY 04/2014 03/2024
Tradeweb Llc New York NY 08/2020 03/2024
Big Rock Advisors Llc Setauket NY 04/2024 Present
La Sala Cpa P.C. Riverhead NY 02/2025 07/2026
Big Rock Advisors Llc Setauket NY 12/2024 Present
  • 09/2013 → 03/2024
    Tradeweb Llc
    New York, NY
  • 04/2014 → 03/2024
    Tradeweb Direct Llc
    New York, NY
  • 08/2020 → 03/2024
    Tradeweb Llc
    New York, NY
  • 04/2024 → Present
    Big Rock Advisors Llc
    Setauket, NY
  • 02/2025 → 07/2026
    La Sala Cpa P.C.
    Riverhead, NY
  • 12/2024 → Present
    Big Rock Advisors Llc
    Setauket, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-08-15
  • S63 Uniform Securities Agent State Law Examination
    2011-08-15
Designations
Other Names
  • Sean Thomas Hopkins
  • Sean Hopkins

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
SAYBROOK CAPITAL CORP
RAVELLO PARTNERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BEACON POINTE ADVISORS, LLC
EDWARD JONES
WILMINGTON CAPITAL SECURITIES, LLC
POWDER RIDGE CAPITAL LP

Other Investors

STEPHEN WARD TAYLOR
Cassandra Lynne Gibson
Salvatore J Farrauto
JOHN MICHAEL SULLIVAN
DOUGLAS PATRICK MISCOLL
PATRIC JOSEPH WALLACE
Theodore Franklin Dickson
ANDREW LANE STERN

Other Offices

J.P. MORGAN SECURITIES LLC · Sag Harbor, NY
SAYBROOK CAPITAL CORP · SAG HARBOR, NY
RAVELLO PARTNERS LLC · SAG HARBOR, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sag Harbo, NY
BEACON POINTE ADVISORS, LLC · Bridgehampton, NY
BEACON POINTE ADVISORS, LLC · Bridgehampton, NY
EDWARD JONES · BRIDGEHAMPTON, NY
J.P. MORGAN SECURITIES LLC · SHELTER ISLAND, NY

More in Sag Harbor, NY

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