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Big Rock Advisors LLC CRD 330067
$27.8M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
35 Main Street, Sag Harbor, NY 11963 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-18 |
| NY | RA | APPROVED | 2024-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tradeweb Llc | New York | NY | 09/2013 | 03/2024 |
| Tradeweb Direct Llc | New York | NY | 04/2014 | 03/2024 |
| Tradeweb Llc | New York | NY | 08/2020 | 03/2024 |
| Big Rock Advisors Llc | Setauket | NY | 04/2024 | Present |
| La Sala Cpa P.C. | Riverhead | NY | 02/2025 | 07/2026 |
| Big Rock Advisors Llc | Setauket | NY | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-08-15 |
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