Richard Evan Arthur

Current Employers

Employment History

• 11/2004 → Present
  Tax Mex, Inc.
  Iowa City, IA
• 10/2017 → 09/2025
  Avantax Advisory Services
  Iowa City, IA
• 01/2018 → 09/2025
  Avantax Investment Services, Inc.
  Iowa City, IA
• 03/2018 → 09/2025
  Avantax Insurance Agency, Llc
  Iowa City, IA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Iowa City, IA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-11-16 → 2025-09-08
  Avantax Advisory Services
  Iowa City, IA

Other Businesses

1) TAX MEX INC 1930 S GILBERT STREET~IOWA CITY~IA~52240~Accounting Services/Tax Preparation~Owner~11/1/2004~155hrs~120hrs~I MEET WITH INDIVIDUALS AND CONDUCT AND INTERVIEW REVIEWING THE INFORMATION THAT THEY PROVIDE TO PREPARE THEIR RETURN. I FOLLOWUP BOTH WITH MY CLIENTS AND RELATED IRS WORKERS ON ONGOING CASES. 2) HIDALGO PROPERTIES LLC - PROPERTY MANAGEMENT POSITION: Member manager NATURE: Rent activity related to both commercial and apartments units INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2006 ADDRESS: 1930 S. Gilbert St., Iowa City IA 52240, DESCRIPTION: All activities related to rental properties: preparing leases, billing, receiving payments, performing inspections, handling tenant concerns, performing or arranging for maintenance. 3) C PETKOV FAMILY TRUST POSITION: Distribution trustee NATURE: Authorization of beneficiary requests for disbursements of funds from the trust principal and income. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2023 ADDRESS: 1930 S. Gilbert St., Iowa City IA 52240, United States DESCRIPTION: The named beneficiary of the Trust prepares an authorization of distribution form with amounts he requests be distributed. He discusses his rationale for the distribution with me and I sign the form that the distribution has been authorized.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-02-02
• S65 Uniform Investment Adviser Law Examination
  2017-11-16