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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-04-06 |
| TX | RA | APPROVED | 2026-04-06 |
Branch Locations
6211 San Mateo Blvd Ne, Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Albuquerque | NM | 09/2010 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies, Inc. | Rio Rancho | NM | 09/2010 | 04/2026 |
| Selva Franklin | Albuquerque | NM | 05/2014 | 04/2026 |
| Bni Mountains West | Albuquerque | NM | 10/2016 | 09/2017 |
| Lpl Financial Llc | Albuquerque | NM | 07/2021 | 04/2026 |
| Raymond James Financial Services Inc. | Albuquerque | NM | 04/2026 | Present |
| Raymond James Financial Services Advisors Inc. | Albuquerque | NM | 04/2026 | Present |
(1)Name of Business: Innovative Wealth Planning LLC Address: 10000 San Bernardino Dr NE, Albuquerque, NM, 87122, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: What is your role in relation to this activity? Owner/Proprietor\n\nPass through entity for tax purposes, not used with clients in any way.\n (2)Name of Business: Oasis Financial Solutions Address: 6211 San Mateo Blvd NE Ste 200, Albuquerque, NM, 87109, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/15/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA used for business, not an actual entity, just a name used with clients\n
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-12 |
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