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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-04-06
TX RA APPROVED 2026-04-06
  • NM RA
    APPROVED
    Since 2026-04-06
  • TX RA
    APPROVED
    Since 2026-04-06

Branch Locations

6211 San Mateo Blvd Ne, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Albuquerque NM 09/2010 07/2021
Various Insurance Carriers For W&R Insurance Agencies, Inc. Rio Rancho NM 09/2010 04/2026
Selva Franklin Albuquerque NM 05/2014 04/2026
Bni Mountains West Albuquerque NM 10/2016 09/2017
Lpl Financial Llc Albuquerque NM 07/2021 04/2026
Raymond James Financial Services Inc. Albuquerque NM 04/2026 Present
Raymond James Financial Services Advisors Inc. Albuquerque NM 04/2026 Present
  • 09/2010 → 07/2021
    Waddell & Reed, Inc.
    Albuquerque, NM
  • 09/2010 → 04/2026
    Various Insurance Carriers For W&R Insurance Agencies, Inc.
    Rio Rancho, NM
  • 05/2014 → 04/2026
    Selva Franklin
    Albuquerque, NM
  • 10/2016 → 09/2017
    Bni Mountains West
    Albuquerque, NM
  • 07/2021 → 04/2026
    Albuquerque, NM
  • 04/2026 → Present
    Raymond James Financial Services Inc.
    Albuquerque, NM
  • 04/2026 → Present
    Albuquerque, NM
Previous Registrations
  • 2021-07-21 → 2026-04-10
    Albuquerque, NM
  • 2010-09-15 → 2021-07-21
    Waddell & Reed
    Albuquerque, NM
    Las Vegas, NV
    Albuquerque, NM
  • 2009-10-14 → 2010-06-08
    Waddell & Reed
    Albuquerque, NM
Other Businesses

(1)Name of Business: Innovative Wealth Planning LLC Address: 10000 San Bernardino Dr NE, Albuquerque, NM, 87122, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: What is your role in relation to this activity? Owner/Proprietor\n\nPass through entity for tax purposes, not used with clients in any way.\n (2)Name of Business: Oasis Financial Solutions Address: 6211 San Mateo Blvd NE Ste 200, Albuquerque, NM, 87109, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/15/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA used for business, not an actual entity, just a name used with clients\n

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-12
  • S66 Uniform Combined State Law Examination
    2009-10-12
Designations
Other Names
  • Adriane Wolk
  • Adriane Takala
  • Adriane Kyle Takala
  • Adriane Callinan

View on SEC IAPD

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