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Eric Michael Sweeney

Wells Fargo Clearing Services, LLC

Freehold, NJ

Oakhurst, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-23
  • NJ RA
    APPROVED
    Since 2021-06-23

Branch Locations

800 W Main St, Freehold, NJ 07728 • United States

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Manahawkin NJ 07/2009 Present
Wells Fargo Advisors, Llc. Manahawkin NJ 07/2014 11/2016
Wells Fargo Clearing Services, Llc Manahawkin NJ 11/2016 Present
  • 07/2009 → Present
    Wells Fargo Bank Na
    Manahawkin, NJ
  • 07/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Manahawkin, NJ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Manahawkin, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
S63 Uniform Securities Agent State Law Examination 2014-09-10
  • S66 Uniform Combined State Law Examination
    2021-01-08
  • S63 Uniform Securities Agent State Law Examination
    2014-09-10
Other Names
  • Eric Micheal Sweeney

View on SEC IAPD

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WILLIAM ANDREW GRUNDIG
Janet Arleen Petrik

Other Offices

KESTRA ADVISORY SERVICES, LLC · Freehold, NJ
KESTRA ADVISORY SERVICES, LLC · Freehold, NJ
KESTRA ADVISORY SERVICES, LLC · Freehold, NJ
PM ADVISORS LLC · FREEHOLD, NJ
J.P. MORGAN SECURITIES LLC · FREEHOLD, NJ
LPL FINANCIAL LLC · FREEHOLD, NJ
PNC WEALTH MANAGEMENT LLC · FREEHOLD, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREEHOLD, NJ

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