Beau Allen Williams

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2023-12-11
TX	RA	APPROVED	2023-12-11

LA RA
APPROVED

Since 2023-12-11
TX RA
APPROVED

Since 2023-12-11

Branch Locations

3201 Dee St, Shreveport, LA 71105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corp.	Shreveport	LA	09/2015	11/2017
Royal Alliance	Shreveport	LA	11/2017	12/2023
Lpl Financial Llc	Shreveport	LA	12/2023	Present
Jpj Investment	Shreveport	LA	10/2015	Present

09/2015 → 11/2017

Invest Financial Corp.

Shreveport, LA
11/2017 → 12/2023

Royal Alliance

Shreveport, LA
12/2023 → Present

Lpl Financial Llc

Shreveport, LA
10/2015 → Present

Jpj Investment

Shreveport, LA

Previous Registrations

2017-11-20 → 2023-12-13

Osaic Wealth, Inc.

Shreveport, LA
2015-09-23 → 2017-11-22

Invest Financial Corporation

Shreveport, LA
2011-04-04 → 2015-08-26

Ameriprise Financial Services, Llc

Shreveport, LA

Shreveport, LA

Other Businesses

1)12/05/2023 - JPJ Investments - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2015 - 160 Hr/Mth 2)12/05/2023 - JPJ Investments - Borrower of a Loan - Inv Rel - At Reported Business Location(s) 0- Start: 02/2020

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-06

S66 Uniform Combined State Law Examination

2010-12-06

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews