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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-04
AL RA APPROVED 2016-05-11
  • FL RA
    APPROVED
    Since 2024-06-04
  • AL RA
    APPROVED
    Since 2016-05-11

Branch Locations

1110 Montlimar Dr -10Th Floor- Suite 1010, Mobile, AL 36609 • United States

Spanish Fort, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Sunrise FL 05/2010 Present
New York Life Insurance Company Sunrise FL 04/2009 Present
Eagle Strategies Llc Mobile AL 05/2016 Present
  • 05/2010 → Present
    Nylife Securities Llc
    Sunrise, FL
  • 04/2009 → Present
    New York Life Insurance Company
    Sunrise, FL
  • 05/2016 → Present
    Mobile, AL
Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 61 St. Joseph Street, Suite 1501, Mobile, AL 36602; Start Date 04/2020; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-09
S63 Uniform Securities Agent State Law Examination 2012-04-04
  • S65 Uniform Investment Adviser Law Examination
    2016-04-09
  • S63 Uniform Securities Agent State Law Examination
    2012-04-04
Other Names
  • Dennis Farrar

View on SEC IAPD

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