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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-11 |
| TX | RA | APPROVED | 2025-08-11 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
514 Washington Blvd, Marina Del Rey, CA 90292 • United States
333 S Grand Ave 12Th Fl [Yk-Rbo], Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | White Plains | NY | 11/2010 | 06/2018 |
| Wells Fargo Clearing Services, Llc | White Plains | NY | 11/2010 | 06/2018 |
| Wells Fargo Clearing Services, Llc | Sherman Oaks | CA | 11/2019 | 08/2022 |
| Wells Fargo Bank, Na/Wells Fargo Advisors Llc | Sherman Oaks | CA | 04/2008 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 08/2022 | 01/2025 |
| Amazon.cOm, Inc. And Its Affiliates | West Deptford | NJ | 10/2018 | 10/2018 |
| Bank Of America N.A. | Brea | CA | 08/2022 | 01/2025 |
| J.P. Morgan Securities Llc | Irvine | CA | 01/2025 | 08/2025 |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 01/2025 | 08/2025 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-31 |
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