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James Douglas Pettigrew

LPl Financial LLC

Nashville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-07-21
  • TN RA
    APPROVED
    Since 2021-07-21

Branch Locations

404 Bna Drive Ste 404, Nashville, TN 37217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Nashville TN 04/2009 07/2021
Various Insurance Carriers For W&R Insurance Agency Mcminnville TN 07/2009 07/2021
James D Pettigrew, Jr. & William Thomas Pettigrew Brownsville TN 01/1985 07/2021
Thomas Sinor Jr Franklin TN 07/2018 07/2021
Joshua Marcum Franklin TN 07/2018 07/2021
Sinor Marcum Group, Llc Nashville TN 07/2018 07/2021
Lpl Financial Llc Nashville TN 07/2021 Present
  • 04/2009 → 07/2021
    Waddell & Reed, Inc
    Nashville, TN
  • 07/2009 → 07/2021
    Various Insurance Carriers For W&R Insurance Agency
    Mcminnville, TN
  • 01/1985 → 07/2021
    James D Pettigrew, Jr. & William Thomas Pettigrew
    Brownsville, TN
  • 07/2018 → 07/2021
    Thomas Sinor Jr
    Franklin, TN
  • 07/2018 → 07/2021
    Joshua Marcum
    Franklin, TN
  • 07/2018 → 07/2021
    Sinor Marcum Group, Llc
    Nashville, TN
  • 07/2021 → Present
    Nashville, TN
Previous Registrations
  • 2009-06-25 → 2021-07-21
    Waddell & Reed
    Brentwood, TN
    Nashville, TN
    Charleroi, PA
    Nashville, TN
Other Businesses

1- 07/2021 / James D. Pettigrew, Jr. & William Thomas Pettigrew / Real Estate Rental / W. Main St., Brownsville , TN, , 38012 / Investment Related / Brownsville , TN, , 38012 2- 07/2018 / DBA for LPL Business (entity for LPL business) / Elevation Wealth Advisors / Investment Related / Nashville, TN 37217

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-24
  • S66 Uniform Combined State Law Examination
    2009-06-24
Other Names
  • James D Pettigrew
  • Jim Pettigrew
  • James Pettigrew

View on SEC IAPD

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