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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-19 |
| WI | RA | APPROVED | 2016-05-18 |
Branch Locations
325 N Corporate Dr. Suite 120, Brookfield, WI 53045 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Brookfield | WI | 05/2016 | Present |
| Great Valley Advisor Group | Wilmington | DE | 05/2016 | Present |
1) 05/13/2016 - NEXT LEVEL PLANNING AND WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 95%/ BROOKFIELD, WI 2) 05/13/2016 - ERIC LIEK/ NON-VARIABLE INSURANCE/ 5%/ MILWAUKEE, WI 3) 05/18/2016 * Great Valley Advisor Group, Inc. * Registered Investment Advisor DBA * Next Level Planning and Wealth Management * inv rel * at reported business location(s) * 1) Documentation has been provided 2) Yes 3) Yes 4) No * start 5/13/2016 * time spent 50% 4) 05/18/2016 * Great Valley Advisor Group * Registered Investment Advisor Hybrid * inv rel * at reported business location(s) * start 5/13/2016 * time spent 50% 5. 02/04/2025- Comprehensive Brokerage Services, Transition Health Benefits, Jack Schroeder and Associates- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/13/2016- 20 Hours Per Month- 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-22 |
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