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Kevin Alexander Mautte

Rfg Advisory, LLC

Glen Allen, VA

Vestavia Hills, AL

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-07
VA RA APPROVED 2024-11-07
  • TX RA
    APPROVED
    Since 2024-11-07
  • VA RA
    APPROVED
    Since 2024-11-07

Branch Locations

4510 Cox Road Suite 201, Glen Allen, VA 23060 • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midlothian VA 07/2014 12/2017
Lpl Financial, Llc Mechanicsville VA 12/2017 11/2024
Colonial River Investments, Llc Midlothian VA 12/2017 12/2019
Wealthcare Advisory Partners, Llc Mechanicsville VA 12/2019 11/2024
Rfg Advisory, Llc Dba Rva Wealth Management Glen Allen VA 11/2024 Present
  • 07/2014 → 12/2017
    Ameriprise Financial Services, Inc.
    Midlothian, VA
  • 12/2017 → 11/2024
    Lpl Financial, Llc
    Mechanicsville, VA
  • 12/2017 → 12/2019
    Colonial River Investments, Llc
    Midlothian, VA
  • 12/2019 → 11/2024
    Mechanicsville, VA
  • 11/2024 → Present
    Rfg Advisory, Llc Dba Rva Wealth Management
    Glen Allen, VA
Previous Registrations
Other Businesses

Financial Independence Group, Inc.; Investment-Related; 19520 W. Catawba Ave., Cornelius, NC 28031; Variable Insurance; Agent; Start: 08/25/2023; 80 hours per month during securities trading hours; Client variable insurance investments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-12
S63 Uniform Securities Agent State Law Examination 2009-05-28
  • S65 Uniform Investment Adviser Law Examination
    2009-06-12
  • S63 Uniform Securities Agent State Law Examination
    2009-05-28
Designations
Other Names
  • Kevin Mautte

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