Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-21
  • TN RA
    APPROVED
    Since 2025-01-21

Branch Locations

1600 Division St Ste 400, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2009 02/2019
Northwestern Mutual Investment Services, Llc Nashville TN 07/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2014 02/2019
Cullen Douglass Nashville TN 03/2019 06/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2019 06/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2023 Present
  • 04/2009 → 02/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2009 → Present
    Nashville, TN
  • 08/2014 → 02/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2019 → 06/2023
    Cullen Douglass
    Nashville, TN
  • 04/2019 → 06/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2023 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 20% OWNER, IDC, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/18/2020, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-01
S63 Uniform Securities Agent State Law Examination 2009-09-21
  • S65 Uniform Investment Adviser Law Examination
    2011-04-01
  • S63 Uniform Securities Agent State Law Examination
    2009-09-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Nashville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor