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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-27 |
| AL | RA | APPROVED | 2009-06-23 |
Branch Locations
Rsa Battle House Tower 11 North Water St., Suite 16290, Mobile, AL 36602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | Mobile | AL | 03/2009 | Present |
| Morgan Stanley Smith Barney | Mobile | AL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Athelstan Club; NON INVESTMENT RELATED; MOBILE AL; PRIVATE CLUB; BOARD MEMBER; STARTING DATE 05/2016; DURING BUSINESS HOURS 0; AFTER BUSINESS HOURS 1 . 3. *389046 - Community Foundation of South Alabama; Investment related - No; Mobile, Alabama; Private Foundation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 1; After business hours: 0; Administrative 4. *522748- JMS IP LLC; Investment related-Yes; Mobile, Alabama; Recreation, Intellectual Property / Filing a Patent; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 5; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-19 |
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