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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Boulder | CO | 03/2009 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Louisville | CO | 11/2009 | Present |
| Flatirons Bni | Boulder | CO | 09/2016 | Present |
| Confluence Inc | Denver | CA | 01/2018 | Present |
| Lpl Financial Llc | Boulder | CO | 07/2021 | Present |
1) 11/01/2017 - DBA for LPL Business (entity for LPL business) / Flagstaff Wealth Management / Investment Related / Boulder, CO 80303 2) 11/01/2017 - Business Entity For Tax/Investment Purposes Only / Confluence Incorporated / Not Investment Related / Boulder, CO 80303
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-06 |
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