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Carol Renee Johnson

Prudent Man Investment Management

Lousiville, CO

Highlands Ranch, CO

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Current Employers
Prudent Man Investment Management

927 Main Street, Lousiville, CO 80027 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-01-07
  • CO RA
    APPROVED
    Since 2020-01-07

Branch Locations

927 Main Street, Lousiville, CO 80027 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Planning Specialist Greenwood Village CO 03/2011 04/2017
Atlantic Trust Denver CO 04/2017 02/2018
Private Capital Management Denver CO 02/2018 03/2019
Private Capital Manage Denver CO 03/2019 12/2019
Prudent Man Investment Management Denver CO 01/2020 Present
  • 03/2011 → 04/2017
    Retirement Planning Specialist
    Greenwood Village, CO
  • 04/2017 → 02/2018
    Atlantic Trust
    Denver, CO
  • 02/2018 → 03/2019
    Private Capital Management
    Denver, CO
  • 03/2019 → 12/2019
    Private Capital Manage
    Denver, CO
  • 01/2020 → Present
    Prudent Man Investment Management
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-10
S63 Uniform Securities Agent State Law Examination 1998-10-14
  • S65 Uniform Investment Adviser Law Examination
    1998-12-10
  • S63 Uniform Securities Agent State Law Examination
    1998-10-14
Designations
Other Names
  • Carol Renee Rodgers
  • Carol Renee Rodgers

View on SEC IAPD

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CREATIVE PLANNING
GO FISH FINANCE, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

KEITH JEFFREY DIAMOND
Brett Lauren Wiley
SUMMER VAUGHAN
CASEY LEE WESSON
CHARLES CLAUDE HENRY BARKMEIER
NADIA CRAINICH
Sonya Gillis
PAUL B ROHR

Other Offices

EDWARD JONES · LOUISVILLE, CO
GAINLINE FINANCIAL PARTNERS, LLC · LOUISVILLE, CO
EDWARD JONES · LOUISVILLE, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LOUISVILLE, CO
SIMMONS INVESTMENT MANAGEMENT LLC · LOUISVILLE, CO
HIP MANAGEMENT LLC · LOUISVILLE, CO
EDWARD JONES · Louisville, CO
CREATIVE PLANNING · Louisville, CO

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