Carol Renee Johnson

Employer firm

Prudent Man Investment Management CRD 104574

$390M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 04/2017
  Retirement Planning Specialist
  Greenwood Village, CO
• 04/2017 → 02/2018
  Atlantic Trust
  Denver, CO
• 02/2018 → 03/2019
  Private Capital Management
  Denver, CO
• 03/2019 → 12/2019
  Private Capital Manage
  Denver, CO
• 01/2020 → Present
  Prudent Man Investment Management
  Denver, CO

Previous Registrations

• 2019-02-04 → 2019-11-06
  Southstate Private Capital Management Llc
  Columbia, SC
• 2007-08-29 → 2007-12-03
  Td Ameritrade, Inc.
  Plano, TX
• 2007-08-29 → 2007-12-03
  Td Ameritrade Investment Management, Llc
  Plano, TX
• 2003-07-28 → 2005-10-10
  Charles Schwab & Co., Inc.
  Northbrook, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-10
• S63 Uniform Securities Agent State Law Examination
  1998-10-14

Designations

• Certified Financial Planner

Other Names

• Carol Renee Rodgers
• Carol Renee Rodgers