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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-02-16 |
| TX | RA | APPROVED | 2016-02-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Louisville | CO | 02/2016 | Present |
CO-TRUSTEE FOR FINET PRACTICE 401K PLAN; INV. RELATED; LOUISVILLE, CO; START 1/2016; 4 HRS PER MONTH; 0 HRS DURING TRADING. KTNC INC., INV RELATED, LOUISVILLE, CO, 50% OWNERSHIP, START 6/1/2016, 240 HOURS PER MONTH, 240 HOURS DURING TRADING, FINET PRACTICE. KTNC LEGACY, LLC ; INV RELATED; LOUISVILLE, CO; MERCHANT CASH AGREEMENT;50% OWNERSHIP; START DATE: 10/16/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; KTNC HOLDINGS, LLC; INV RELATED; LOUISVILLE, CO; MERCHANT CASH AGREEMENT;40% OWNERSHIP; -; START DATE: 10/16/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-30 |
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