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Audrey Lynne Ingram

Wells Fargo Advisors Financial Network, LLC

Louisville, CO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-11-09
TX RA APPROVED 2012-11-09
  • CO RA
    APPROVED
    Since 2012-11-09
  • TX RA
    APPROVED
    Since 2012-11-09

Branch Locations

801 Main St Ste 300, Louisville, CO 80027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Louisville CO 11/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-11-19
    Morgan Stanley
    Boulder, CO
    Boulder, CO
  • 2005-08-02 → 2009-06-01
    Citigroup Global Markets Inc.
    Boulder, CO
    Boulder, CO
  • 2005-04-26 → 2005-08-04
    Banc One Securities Corporation
    Boulder, CO
Other Businesses

NOTARY PUBLIC; NOT INVESTMENT RELATED; COLORADO; START DATE 9/2009; <1 HOUR PER MONTH; <1 HOUR DURING TRADING; DUTIES ARE NOTORIZING DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-11
S63 Uniform Securities Agent State Law Examination 2001-05-21
  • S66 Uniform Combined State Law Examination
    2004-06-11
  • S63 Uniform Securities Agent State Law Examination
    2001-05-21
Other Names
  • Audrey Lynne Turnbull
  • Audrey L Ingram

View on SEC IAPD

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