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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-10-13
TX RA APPROVED 2022-10-13
  • AR RA
    APPROVED
    Since 2022-10-13
  • TX RA
    APPROVED
    Since 2022-10-13

Branch Locations

705 Main St, North Little Rock, AR 72114 • United States

3213 Avignon Way, Bentonville, AR 72712 • United States

705 Main St, North Little Rock, AR 72114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2009 10/2022
Lpl Financial Llc North Little Rock AR 10/2022 Present
Previous Registrations
  • 2009-07-15 → 2022-09-23
    St Louis, MO
    N Little Rock, AR
    North Little Rock, AR
Other Businesses

1) 10/2022- Oak Crest Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- North Little Rock AR 2) 10/2022- Clark Johnson LLC- Business Entity For Tax/Investment Purposes Only- owner/manager- 705 Main St, North Little Rock, AR - start date 8/15/22 -160hrs/mth 3) 10/2022- Clark Johnson- notary- inv. related- North Little Rock, AR- start date 7/20/2020-1hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-29
  • S66 Uniform Combined State Law Examination
    2009-05-29

View on SEC IAPD

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