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John Maurice Negrete

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Napa, CA

Roanoke, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-19
TX RA APPROVED_RES 2018-11-16
  • CA RA
    APPROVED
    Since 2018-11-19
  • TX RA
    APPROVED_RES
    Since 2018-11-16

Branch Locations

700 Main St, Napa, CA 94559 • United States

Roanoke, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sitzmann Lavis White, Llc Lafayette CA 10/2012 12/2016
Nfp Advisors Austin TX 01/2016 11/2018
Kestra Financial Services, Inc. Austin TX 01/2016 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Napa CA 11/2018 Present
Bank Of America, N.A. Napa CA 11/2018 Present
  • 10/2012 → 12/2016
    Sitzmann Lavis White, Llc
    Lafayette, CA
  • 01/2016 → 11/2018
    Nfp Advisors
    Austin, TX
  • 01/2016 → 11/2018
    Kestra Financial Services, Inc.
    Austin, TX
  • 11/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Napa, CA
  • 11/2018 → Present
    Bank Of America, N.A.
    Napa, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-15
  • S66 Uniform Combined State Law Examination
    2010-11-15
Other Names
  • John Negrete
  • John Maurice Negrete

View on SEC IAPD

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MORGAN STANLEY · Napa, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA

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