Best Investors Account Sign in

Steve Michael Tuchfarber

Fifth Third Securities, Inc.

Harrison, OH

Cincinnati, OH

Claim This Profile
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-11-28
  • OH RA
    APPROVED
    Since 2016-11-28

Branch Locations

10477 Harrison Ave, Harrison, OH 45030 • United States

3715 Ebenezer Road, Cincinnati, OH 45248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Cincinnati OH 01/2003 Present
Fifth Third Securities Cincinnati OH 03/2009 Present
  • 01/2003 → Present
    Fifth Third
    Cincinnati, OH
  • 03/2009 → Present
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-02
S63 Uniform Securities Agent State Law Examination 2009-09-10
  • S65 Uniform Investment Adviser Law Examination
    2017-03-02
  • S63 Uniform Securities Agent State Law Examination
    2009-09-10

View on SEC IAPD

Other Firms

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AE WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC
EDWARD JONES
STRATEGIC ADVISERS LLC
PNC WEALTH MANAGEMENT LLC
HCM WEALTH ADVISORS

Other Investors

John J. Wernke
ROBERT LANE JOHNSON
RICHARD JOHN JOHNSON
JAMES M SHEA
Erica Parsons
CALEB DWIGHT LA COURSE
Austin Matthew Ford
Adam Scott Norman

Other Offices

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · HARRISON, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Harrison, OH
AE WEALTH MANAGEMENT, LLC · Harrison, OH
AE WEALTH MANAGEMENT, LLC · Harrison, OH
LPL FINANCIAL LLC · HARRISON, OH
EDWARD JONES · Bright, IN
FIFTH THIRD SECURITIES, INC. · CLEVES, OH
STRATEGIC ADVISERS LLC · LAWRENCEBURG, IN

More in Harrison, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor