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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2010-04-05 |
Branch Locations
1012 Harrison Ave Suite 2, Harrison, OH 45030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Co. | Marion | IA | 04/2010 | Present |
1.RL JOHNSON INVESTMENTS LLC-Y-HARRISON, OH-GENERAL SECURITIES-OPERATIONS MANAGER & IAR-4/2010-160-140-TRADING, ADMINISTRATIVE, ANALYSIS; 2. RICHARD JOHNSON-N-HARRISON, OH-FIXED INSURANCE-AGENT-01/2004-40-0-HAS INSURANCE LICENSES, BUT DOES NOT CURRENTLY SELL ANY INSURANCE PRODUCTS. 3.R.L. Johnson Financial Center-N-Umbrella DBA-Manager-12/2016-1-1-Umbrella DBA to include RL Johnson Investments & RL Johnson Tax Services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-29 |
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