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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| IN | RA | APPROVED | 2020-02-12 |
| KY | RA | APPROVED | 2019-01-16 |
| OH | RA | APPROVED | 2017-05-23 |
Branch Locations
7908 Cincinnati Dayton Rd Ste I, West Chester, OH 45069 • United States
10403 Harrison Ave, Harrison, OH 45030 • United States
155 N Fort Thomas Ave, Ft. Thomas, KY 41075 • United States
348 Walnut St, Lawrenceburg, IN 47025 • United States
2135 Chamber Center Dr, Lakeside Park, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Conservative Financial Solutions Llc | Harrison | OH | 06/2015 | Present |
| Global Financial Private Capital, Llc | Sarasota | FL | 08/2016 | 05/2017 |
| Ford Brothers Fencing & Services, Llc | Harrison | OH | 06/2014 | 05/2017 |
| Ae Wealth Management, Llc | Topeka | KS | 05/2017 | Present |
| Harrison Tax & Accounting | Harrison | OH | 01/2022 | Present |
1. Conservative Financial Solutions, LLC; Yes Investment Related; 10403 Harrison Ave Harrison, OH 45030; Insurance; Director of Wealth Advising/Wealth Advisor; 06/2015; 160 hours per month; 160 hours during securities trading hours; Insurance sales. 2. Harrison Tax & Accounting; Not Investment Related; 10403 Harrison Avenue, Harrison OH 45030; Tax preparing and planning, accounting, and payroll; Managing Member; 1/1/2022; 8hrs/Mo; 8hrs/Mo during Securities Trading Hours; Managing Member. Meet with Managing Director weekly to review business activity and plan for future business endeavors. 3. AS Ford Holdings, LLC; Not Investment Related; 4081 St Rd 1, Brookville IN 47012; Holding Company; Owner; 1/1/2025; 1hr/Mo; 1hr/Mo during Securities Trading Hours. We own 2 buildings that Conservative Financial Solutions, LLC operates out of. 4. Farm; Not Investment Related; 4081 St Rd 1, Brookville IN 47012; Farm Fields for Rent; Owner; 1/1/2023; 5hrs/Mo; 0hrs/Mo during Securities Trading Hours. I own the farm and work on maintaining the place.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-29 |
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