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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
IN RA APPROVED 2020-02-12
KY RA APPROVED 2019-01-16
OH RA APPROVED 2017-05-23
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • IN RA
    APPROVED
    Since 2020-02-12
  • KY RA
    APPROVED
    Since 2019-01-16
  • OH RA
    APPROVED
    Since 2017-05-23

Branch Locations

7908 Cincinnati Dayton Rd Ste I, West Chester, OH 45069 • United States

10403 Harrison Ave, Harrison, OH 45030 • United States

155 N Fort Thomas Ave, Ft. Thomas, KY 41075 • United States

348 Walnut St, Lawrenceburg, IN 47025 • United States

2135 Chamber Center Dr, Lakeside Park, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Conservative Financial Solutions Llc Harrison OH 06/2015 Present
Global Financial Private Capital, Llc Sarasota FL 08/2016 05/2017
Ford Brothers Fencing & Services, Llc Harrison OH 06/2014 05/2017
Ae Wealth Management, Llc Topeka KS 05/2017 Present
Harrison Tax & Accounting Harrison OH 01/2022 Present
  • 06/2015 → Present
    Conservative Financial Solutions Llc
    Harrison, OH
  • 08/2016 → 05/2017
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 06/2014 → 05/2017
    Ford Brothers Fencing & Services, Llc
    Harrison, OH
  • 05/2017 → Present
    Topeka, KS
  • 01/2022 → Present
    Harrison Tax & Accounting
    Harrison, OH
Previous Registrations
  • 2016-08-09 → 2017-05-08
    Global Financial Private Capital, Inc.
    Harrison, OH
    Sarasota, FL
Other Businesses

1. Conservative Financial Solutions, LLC; Yes Investment Related; 10403 Harrison Ave Harrison, OH 45030; Insurance; Director of Wealth Advising/Wealth Advisor; 06/2015; 160 hours per month; 160 hours during securities trading hours; Insurance sales. 2. Harrison Tax & Accounting; Not Investment Related; 10403 Harrison Avenue, Harrison OH 45030; Tax preparing and planning, accounting, and payroll; Managing Member; 1/1/2022; 8hrs/Mo; 8hrs/Mo during Securities Trading Hours; Managing Member. Meet with Managing Director weekly to review business activity and plan for future business endeavors. 3. AS Ford Holdings, LLC; Not Investment Related; 4081 St Rd 1, Brookville IN 47012; Holding Company; Owner; 1/1/2025; 1hr/Mo; 1hr/Mo during Securities Trading Hours. We own 2 buildings that Conservative Financial Solutions, LLC operates out of. 4. Farm; Not Investment Related; 4081 St Rd 1, Brookville IN 47012; Farm Fields for Rent; Owner; 1/1/2023; 5hrs/Mo; 0hrs/Mo during Securities Trading Hours. I own the farm and work on maintaining the place.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-29
  • S65 Uniform Investment Adviser Law Examination
    2016-07-29

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