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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2010-04-01 |
Branch Locations
1012 Harrison Ave Suite 2, Harrison, OH 45030 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel, Fisher & Company Financial Services, Inc. | Harrison | OH | 04/2010 | Present |
1. 1012 HARRISON AVE-N-HARRISON, OH-OWNERSHIP OF BUILDING IN WHICH OUR OFFICE IS LOCATED-OWNER-4/2013-10-0-OWNERSHIP AND MANAGEMENT OF BUILDING. 2. RL JOHNSON INVESTMENTS-N-HARRISON, OH-Life Insurance-President-8/2010-1-1-Sales of Life Insurance. 3. RL JOHNSON INVESTMENTS LLC-Y-HARRISON, OH-GENERAL SECURITIES BUSINESS-REGISTERED REPRESENTATIVE AND IAR-8/2007-200-130-SALES. 4.RL JOHNSON TAX SERVICES-N-HARRISON, OH-TAX SERVICES-TAX PREPARER-12/2015-10-2-PROVIDING TAX SERVICES, ACCOUNTING, AND BOOKKEEPING FOR SMALL BUSINESSES. 5. R.L. Johnson Financial Center-N-Umbrella DBA-Manager-12/2016-1-1-Umbrella DBA to include RL Johnson Investments & RL Johnson Tax Services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-27 |
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