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Allison Ann Smith

Osaic Wealth, Inc.

Coeur D'ALene, ID

Birmingham, AL

CRD 5652682

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-06-14
ID RA APPROVED 2024-06-14
  • AL RA
    APPROVED
    Since 2024-06-14
  • ID RA
    APPROVED
    Since 2024-06-14

Branch Locations

Coeur D'ALene, ID • United States

3535 Grandview Parkway Suite 500, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Coeur D'ALene ID 08/2017 10/2017
Royal Alliance Coeur D'ALene ID 10/2017 10/2021
Highland Capital Brokerage Coeur D'ALene ID 09/2021 Present
Atchley Financial Group Coeur D'ALene ID 03/2009 08/2017
Osaic Wealth, Inc. Birmingham AL 06/2024 Present
Osaic Wealth, Inc. Birmingham AL 06/2024 Present
  • 08/2017 → 10/2017
    National Planning Corporation
    Coeur D'ALene, ID
  • 10/2017 → 10/2021
    Royal Alliance
    Coeur D'ALene, ID
  • 09/2021 → Present
    Highland Capital Brokerage
    Coeur D'ALene, ID
  • 03/2009 → 08/2017
    Atchley Financial Group
    Coeur D'ALene, ID
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Birmingham, AL
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Birmingham, AL
Previous Registrations
  • 2022-01-12 → 2024-06-14
    Securities America Advisors, Inc.
    Coeur D'ALene, ID
  • 2021-04-28 → 2021-10-06
    Osaic Wealth, Inc.
    Coeur D'ALene, ID
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-16
S63 Uniform Securities Agent State Law Examination 2018-02-22
  • S65 Uniform Investment Adviser Law Examination
    2021-04-16
  • S63 Uniform Securities Agent State Law Examination
    2018-02-22
Other Names
  • Allison Ann Hatch

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

WILLIAM PATRICK DOUGHERTY
MARLA KAY RINGLING
Tad Peter Johnson

Nearby Offices

LPL FINANCIAL LLC · COEUR D'ALENE, ID
STIFEL, NICOLAUS & COMPANY, INCORPORATED · COEUR D'ALENE, ID
WELLS FARGO CLEARING SERVICES, LLC · COEUR D'ALENE, ID

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