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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-17
IL RA APPROVED 2011-11-10
  • TX RA
    APPROVED_RES
    Since 2013-06-17
  • IL RA
    APPROVED
    Since 2011-11-10

Branch Locations

1921 St Johns Ave, Highland Park, IL 60035 • United States

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 11/2011 Present
Bank Of America, N.A. Northbrook IL 12/2011 Present
Previous Registrations
Other Businesses

(1) GLENVIEW PARK FOUNDATION 501 C3, HELPING YOUTH & RECREATION, DIRECTOR, START 12.2003, 10 HRS PER MO.;(2) CUB SCOUT PACK 559, YOUTH GROUP FOCUSING ON DEVELOPMENT & ACTIVITIES FOR BOYS, COMMITTEE CHAIR, START 07.2009, 10 HRS PER MO.I*123320For profit or not for profit: Non-Profit OrganizationName of outside business organization: Northwestern UniversityInvestment related: NAddress of business:Evanston, Illinois 60201Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 5/15/2019Number of hours devoted: 20 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Northwestern University Leadership Circle Regional Board of Directors. Networking and giving club for alumni. I* 621262 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: Vail Resorts Investment related: no Address of business: Wilmot, WI, 53192 Nature of business: Corporation Position, title, association: Other Start date of relationship: 12/04/2021 Number of hours devoted: 8 weekly Number of hours devoted during trading hours: 0 Duties: Greeting guests a local ski resort. Give directions. Provide general help.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-02
  • S66 Uniform Combined State Law Examination
    2009-07-02
Other Names
  • David Kassner

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