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1700 Park Street, Suite 106, Naperville, IL 60563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-04-05 |
Branch Locations
1700 Park Street, Suite 106, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Naperville | IL | 03/2009 | 10/2017 |
| Securities America, Inc. | Naperville | IL | 10/2017 | 03/2023 |
| Securities America Advisors | Naperville | IL | 10/2017 | 03/2023 |
| Private Client Services | Naperville | IL | 03/2023 | Present |
| Rai Wealth | Naperville | IL | 03/2023 | Present |
1) Brown Wealth Management LLC, dba RAI Wealth Management. Team Leader and relationship manager. 1700 Park Street, Suite 106, Naperville, IL 60563. RIA. 170 hrs/mo; 150 during trading hrs. 2) Bridge Communities. 500 Roosevelt Rd, Glen Ellyn, IL 60137. My husband and I have volunteered to mentor a homeless family through Bridge Communities. We will meet with our client weekly to help her with tasks such as budgeting. We have committed to working with the family for two years as they work to get back on their feet. During the two years the family will live in transitional housing owned by the organization. 6 hrs/mo; 0 during trading hrs. 3) Notary Public. 1700 Park Street, Suite 106, Naperville, IL 60563. Notarizing documents upon request for clients. 1 hr/mo; 1 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-10 |
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