Carol Lynn Crowder

Current Employers

Employment History

• 05/2013 → 07/2021
  Waddell & Reed
  Albuquerque, NM
• 07/2021 → 04/2026
  Lpl Financial Llc
  Albuquerque, NM
• 04/2026 → Present
  Raymond James Financial Services, Inc.
  Albuquerque, NM
• 04/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Albuquerque, NM
• 06/2019 → Present
  Oasis Financial Solutions
  Albuquerque, NM
• 04/2024 → Present
  Innovative Wealth Planning Llc
  Albuquerque, NM

Previous Registrations

• 2021-07-21 → 2026-04-10
  Lpl Financial Llc
  Albuquerque, NM
• 2013-09-16 → 2021-07-21
  Waddell & Reed
  Albuquerque, NM
  Las Vegas, NV
  Albuquerque, NM

Other Businesses

(1)Name of Business: Address: 6009 Pueblo Verde NE, Albuquerque, NM, 87111, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/10/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Joint Owner Real Estate Rental property\n (2)Name of Business: Address: 6009 Pueblo Verde NE, Albuquerque, NM, 87111, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/15/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Address: 6009 Pueblo Verde NE, Albuquerque, NM, 87109, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 08/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: Innovative Wealth Planning LLC Address: 6211 San Mateo Blvd NE Ste 200, Albuquerque , NM, 87109, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Employee\n (5)Name of Business: Jun 15, 2019 Address: 6211 San Mateo Blvd NE Ste 200, Albuquerque , NM, 87109, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/15/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Licensed Administrator/ Office Manager:\nTake and process orders, prep paperwork, follow up on business, Pay bills, Order supplies

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-09-14
• S65 Uniform Investment Adviser Law Examination
  2013-08-28

Other Names

• Carol Lynn Reed