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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-02
MD RA APPROVED 2025-08-06
GA RA APPROVED 2023-02-27
  • SC RA
    APPROVED
    Since 2026-01-02
  • MD RA
    APPROVED
    Since 2025-08-06
  • GA RA
    APPROVED
    Since 2023-02-27

Branch Locations

962 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Durham NC 09/2015 05/2018
Td Ameritrade Greenville SC 04/2018 11/2020
Fidelity Investments Charleston SC 11/2020 07/2022
Charles Schwab & Co., Inc. Mt. Pleasant SC 02/2023 Present
Unemployed Charleston SC 08/2022 01/2023
Td Ameritrade Inc. Atlanta GA 11/2023 06/2024
Charles Schwab Bank, Ssb Mt. Pleasant SC 08/2020 Present
  • 09/2015 → 05/2018
    Fidelity Brokerage Services Llc
    Durham, NC
  • 04/2018 → 11/2020
    Td Ameritrade
    Greenville, SC
  • 11/2020 → 07/2022
    Fidelity Investments
    Charleston, SC
  • 02/2023 → Present
    Mt. Pleasant, SC
  • 08/2022 → 01/2023
    Unemployed
    Charleston, SC
  • 11/2023 → 06/2024
    Td Ameritrade Inc.
    Atlanta, GA
  • 08/2020 → Present
    Charles Schwab Bank, Ssb
    Mt. Pleasant, SC
Previous Registrations
  • 2020-12-22 → 2022-08-02
    Fidelity Personal And Workplace Advisors
    Mount Pleasant, SC
  • 2018-06-14 → 2020-11-24
    Td Ameritrade, Inc.
    Greenville, SC
  • 2018-06-14 → 2020-11-24
    Td Ameritrade Investment Management, Llc
    Greenville, SC
  • 2016-05-03 → 2018-06-13
    Durham, NC
  • 2015-06-08 → 2015-10-07
    Matthews, NC
  • 2014-07-23 → 2015-01-21
    Raleigh, NC
    Novi, MI
  • 2011-03-01 → 2014-02-13
    Td Ameritrade, Inc.
    Charlotte, NC
  • 2011-03-01 → 2014-02-13
    Td Ameritrade Investment Management, Llc
    Charlotte, NC
  • 2009-05-27 → 2010-09-29
    St Louis, MO
    Charlotte, NC
    Charlotte, NC
Other Businesses

1) Atlantic Pearle LLC | Investment Related:No|303 Center Church Road|Sanford|NC|27330|United States|Real Estate (Non-Agent/Broker)|Member/owner|9/5/2008|Less than 20|0|Real Estate investment holding company for rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-15
  • S66 Uniform Combined State Law Examination
    2009-05-15
Other Names
  • Elesparantae Powe
  • Rantae Powe
  • Elesparantae Ira Powe

View on SEC IAPD

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