David Matthew Matsushita

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Honolulu, HI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Honolulu, HI

Previous Registrations

• 2009-05-29 → 2011-09-02
  Edward Jones
  St Louis, MO
  Mililani, HI

Other Businesses

Real Estate Ownership; Single Family; 270 Cullerton St, , Las Vegas, NV, 89148; Not Investment-Related; 05/15/2023. Business Ownership; David Matsushita; advice on medicare supplemental plans; Consulting; 500 University Ave #724, , Honolulu, HI, 96826; Not Investment-Related; 05/03/2023; 1 to 9 hours per month; 0 during trading hours / Matsushita Enterprises LLC; Financial backing and structure of business.; Transportation of non-emergency medical patients to and from dialysis centers.; 500 University Ave #724, , Honolulu, HI, 96826; Not Investment-Related; 05/24/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-05-15

Other Names

• David Matsushita