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Kelsey Joan J Berryman

Ubs Financial Services Inc.

Pasadena, CA

Denver, CO

Centennial, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-09-05
CA RA APPROVED 2015-03-26
  • CO RA
    APPROVED
    Since 2023-09-05
  • CA RA
    APPROVED
    Since 2015-03-26

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Pasadena CA 03/2015 Present
  • 03/2015 → Present
    Ubs
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-10
  • S66 Uniform Combined State Law Examination
    2014-11-10
Other Names
  • Kelsey J Berryman

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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