Hemali Dassani

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 01/2024
  Caplink Securities Inc
  Hermosa Beach, CA
• 02/2016 → 10/2018
  Argand Partners
  New York, NY
• 01/2024 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 01/2024 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 03/2020 → 12/2023
  Hd Alt Advisors
  New York, NY
• 09/2015 → 07/2017
  Caplink Securities Inc
  New York, NY
• 11/2018 → 05/2019
  Unemployed
  New York, NY

Previous Registrations

• 2013-05-03 → 2013-10-04
  Old City Partners Llc
  New York, NY

Other Businesses

NAME: HD Alt Advisors, INC The Business is not investment related ADDRESS: C/O Kaul Group, 303 5th Avenue, Suite 1007, New York, NY USA 10016 NATURE OF BUSINESS: Collecting royalty payment for book and expenses POSITION: Owner and manager RELATIONSHIP WITH JP MORGAN: None START DATE: 3/13/2020 NUMBER OF HOURS PER MONTH: 2 NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0 DUTIES: General Admin

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-21
• S66 Uniform Combined State Law Examination
  2012-10-27
• S63 Uniform Securities Agent State Law Examination
  2009-04-24

Other Names

• Hemali Dissani
• Hemail Dassani
• Hemali G Dassani
• Hemali Dassani