Carey David Sullivan

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  New York Life Insurance
  Arvada, CO
• 04/2009 → Present
  Nylife Securities Llc
  Arvada, CO
• 10/2011 → Present
  Eagle Strategies Llc
  Arvada, CO
• 05/2016 → Present
  Five Peaks Capital Group Llc
  Denver, CO

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; ARVADA, CO; OWNER; INVESTMENT RELATED; START DATE 7/2012] [SULLICO, LLC: HOLDING COMPANY FOR VACANT REAL ESTATE LOTS;DENVER, CO; START DATE - 4/2013;MINORITY OWNER; INVESTMENT RELATED; 1 HOUR PER MONTH DEVOTED TO ACTIVITY] [OPERATING UNDER THE DBA NAME OF FIVE PEAKS CAPITAL GROUP LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; DENVER, CO; START DATE: 05/2016] [Ash Brokerage; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 888 South Harrison St #900 Fort Wayne, IN 46802; Start Date 07/2016; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Chief Concepts LLC; Involved in buying residential real estate, fixing up the property and selling the property for a profit.; 2110 Grand St NE Minneapolis, MN 55418; Start Date 03/2016; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [Moore Sullivan LLC; Moore Sullivan owns our office that we purchased. We lease all of our offices individually and pay rent to moore sullivan; 730 17th St #800 Denver Co 80202; Start Date 12/2015; Role/Title: Owner; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [NYLARC Holding Company, Inc; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 07/2018; Role/Title: Shareholder; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [SloCar Holdings LLC; Buys, and rents out rental properties; 15209 W Lasalle Ave Lakewood Co 80228; Start Date 11/2019; Role/Title: Member; Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Indicate Capital Fund 1, LLC; The company takes investors money and loans it short term to real estate developers who do not want to get bank financing.; 2828 N Speer Blvd. #210-5 Denver Colorado 80211; Start Date 11/2020; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor][MBC PRIVATE EQUITY FUND III LP; Private Equity; 101 University BLVD #301 Denver Co 80206; Start Date 04/2026; Role/Title: Passive Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams

• S66 Uniform Combined State Law Examination
  2011-09-30
• S63 Uniform Securities Agent State Law Examination
  2010-07-01