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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-22 |
Branch Locations
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Dallas | TX | 03/2010 | 10/2019 |
| Avantax Insurance Services, Inc. | Dallas | TX | 12/2017 | 09/2025 |
| Avantax Advisory Services | Dallas | TX | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Dallas | TX | 10/2019 | 09/2025 |
| Avantax Planning Partners | Dallas | TX | 03/2021 | Present |
| Fixed Indexed Annuities | Dallas | TX | 01/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 04/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 04/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) MURRY INVESTMENTS LLC POSITION: 33.3% Owner NATURE: This LLC was created in order to use our existing lake house as a rental property and to purchase additional rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2017 ADDRESS: 1422 Cherokee Trace, Gilmer TX 75644, United States DESCRIPTION: Maintaining properties and collecting rent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-22 |
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