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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-09 |
| IL | RA | APPROVED | 2013-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Peoria | IL | 03/2009 | Present |
| Bank Of America, N.A. | Peoria | IL | 07/2014 | Present |
I*124187For profit or not for profit: For-Profit OrganizationName of outside business organization: MKDInvestment related: YAddress of business: Peoria, Illinois 61614Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 3/1/2019Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: LLC for the purpose of family investments: The first investment is to be rental property. We will own approximately 1% of Woodland I*4897269, Entity Type Entity For Profit, Name of OBA:RNR Bookstore Address:Peoria Illinois 61614 Investment Related: No Position, Title, Association: Owner Employee Start Date:11/16/2026 No Hours: 3 Weekly No Hours during trading: 0 Duties: ownership of bookstore retail bookstore
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-23 |
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