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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
202 West Superior St Ste 810, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Fisher Wealth Management | Duluth | MN | 12/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Northview Financial Partners | Duluth | MN | 06/2025 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: ROBERT HERMAN SCHOLARSHIP FUND, INVESTMENT RELATED: NO, ADDRESS: 200 W. FIRST STREET, DULUTH, MN 55802, NATURE OF BUSINESS: SCHOLARSHIP FUND, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT OF BOARD, START DATE: 2000, APPROX NUMBER OF HOURS PER MONTH: 2, BRIEF DESCRIPTION OF DUTIES: AWARD RECIPIENT SELECTION COMMITTEE AND INVESTMENT COMMITTEE MEMBER; 3. NAME OF OTHER BUSINESS: HARBORTOWN ROTARY CLUB OF DULUTH; INVESTMENT RELATED: NO; ADDRESS: 202 W SUPERIOR ST. DULUTH, MN 55802; NATURE OF BUSINESS: COMMUNITY AND INTERNATIONAL SERVICE; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: PAST PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY BOARD MEETINGS; 4. NAME OF OTHER BUSINESS: SELLWOOD PARTNERS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 12/1/2013, APX NUMBER OF HOURS PER WEEK: 0, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADMINISTRATION ON SALES OFFICE, BILL PAYING; 5. NAME OF OTHER BUSINESS: HARBORTOWN ROTARY CHARITABLE FOUNDATION & DONALD HOLM FOUNDER FUND INVESTMENT RELATED: NO ADDRESS: 200 W SUPERIOR ST, DULUTH, MN, 55802 NATURE OF BUSINESS: NON-PROFIT START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: OFFICER ON BOARD FOR LOCAL ROTARY AND FOUNDATION 6. NAME OF OTHER BUSINESS: NORTHVIEW FINANCIAL PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 8, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: GLEN AVON PRESBYTERIAN CHURCH INVESTMENT RELATED: NO ADDRESS: 2105 WOODLAND AVENUE DULUTH MN DULUTH NATURE OF BUSINESS: CHURCH START DATE: 7/1/2025 POSITION/TITLE/RELATIONSHIP: ELECTED SESSION ELDER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: GENERAL ADMINISTRATIVE, OVERSIGHT OF THE GLEN AVON PRESBYTERIAN CHURCH'S ACTIVITIES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-04-22 |
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