Catherine Josefina Hesse

Current Employers

Employment History

• 01/2009 → 12/2017
  Texas Wealth Management, Inc.
  Houston, TX
• 08/2014 → 11/2023
  Fsc Securities
  Atlanta, GA
• 12/2016 → Present
  Texas Wealth Management, Llc
  Houston, TX
• 11/2023 → Present
  Osaic Wealth, Inc.
  Houston, TX

Previous Registrations

• 2016-07-11 → 2023-11-03
  Fsc Securities Corporation
  Houston, TX

Other Businesses

1) TEXAS WEALTH MANAGEMENT, LLC POSITION: Chief Compliance Officer/Director of Finance and Operations NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2017 ADDRESS: 18333 Egret Bay Blvd., Suite 600, Houston TX 77058 DESCRIPTION: Compliance, Operations, Personnel, Accounting, Marketing 2) NOTARY PUBLIC - CATHERINE HESSE POSITION: Notary NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/03/2020 ADDRESS: 18333 Egret Bay Blvd., Suite 600, Houston TX 77058, United States DESCRIPTION: Notary Public 3) OSAIC WEALTH POSITION: Registered Assistant NATURE: INC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/2023 Registered Assistant and investment adviser representative of Osaic Wealth Inc an SEC Registered investment advisory firm and FINRA member broker dealer. ADDRESS: 18333 Egret Bay Blvd Suite 600 Houston, Texas 77058 / Headquarters: 18700 N. Hayden Rd., Ste. 255 Scottsdale, AZ 85255 4) ATTORNEY - CATHERINE HESSE POSITION: Attorney NATURE: None INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2013 ADDRESS: 18615 Capetown Drive, Houston TX 77058, United States DESCRIPTION: Licensed Attorney

Exams

• S66 Uniform Combined State Law Examination
  2015-06-23