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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2010-07-13 |
Branch Locations
1600 Division St Ste 400, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2009 | Present |
| Arrowhead Properties | Brentwood | TN | 05/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Nashville | TN | 06/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. I AM CURRENTLY A PARTNER IN ARROWHEAD PROPERTIES, LLC. 402 WILSON PIKE BRENTWOOD, TN 37027. THIS IS AN INVESTMENT-RELATED BUSINESS. ARROWHEAD PROPERTIES, LCC OWNS, MAINTAINS, AND RENTS SEVERAL RENTAL HOUSES. THE BUSINESS BEGAN IN 05/2007. I CURRENTLY DEVOTE 5 HOURS PER MONTH TO THE BUSINESS; NONE OF THIS TIME IS DURING SECURITIES TRADING HOURS. DUTIES: OWN, MAINTAIN AND RENT RENTAL PROPERTY. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. 33%, JSB2021 LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, INVESTMENT RELATED, START DATE: 08/31/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ENSEMBLE ENTITY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-10 |
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