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John Fogarty Mccafferty

Edelman Financial Engines

Alexandria, VA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-31
VA RA APPROVED 2018-11-01
  • TX RA
    APPROVED_RES
    Since 2019-05-31
  • VA RA
    APPROVED
    Since 2018-11-01

Branch Locations

1800 Diagonal Road Suite 480, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 05/2015 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 Present
  • 05/2015 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → Present
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
Previous Registrations
  • 2015-05-12 → 2018-11-01
    Edelman Financial Services, Llc
    Alexandria, VA
    Fairfax, VA
  • 2011-09-20 → 2015-05-12
    Harrisdirect Llc
    Washington, DC
    Arlington, VA
  • 2007-12-04 → 2011-07-22
    Strategic Advisers Llc
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-03
S63 Uniform Securities Agent State Law Examination 2006-04-17
  • S66 Uniform Combined State Law Examination
    2007-12-03
  • S63 Uniform Securities Agent State Law Examination
    2006-04-17
Other Names
  • John F Mccafferty
  • John Mccafferty

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

More in Alexandria, VA

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