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207 Calle De Parque Floor 7, Suite 2, San Juan, PR 00912 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-24 |
Branch Locations
140 E. 45Th Street, New York, NY 10017 • United States
207 Calle De Parque Floor 7, Suite 2, San Juan, PR 00912 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 10/2012 | 06/2020 |
| Bank Of America, N.A. | Pennington | NJ | 11/2012 | 06/2020 |
| Pgim Investments,Llc | Newark | NJ | 06/2020 | 07/2023 |
| Prudential Investment Management Services Llc | Newark | NJ | 06/2020 | 07/2023 |
| Alt Fund Distributors Llc | New York | NY | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-20 |
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