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Brad Kevin Pinter

Founders Financial Alliance, LLC

Raleigh, NC

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Current Employers
Founders Financial Alliance, Llc

9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-07-15
  • NC RA
    APPROVED
    Since 2020-07-15

Branch Locations

9212 Falls Of Neuse, Ste. 221, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Durham NC 12/2014 12/2016
Tiaa-Cref Individual & Institutional Services, Llc Durham NC 12/2014 12/2016
Unemployed Durham NC 12/2016 05/2017
Suntrust Investment Services, Inc Atlanta GA 05/2017 07/2018
Suntrust Advisory Services, Inc Atlanta GA 05/2017 07/2018
Founders Financial Alliance, Llc Raleigh NC 07/2020 Present
Qualtrics Provo UT 07/2018 04/2019
Internetwork Engineering Charlotte NC 04/2019 03/2020
Sailpoint Austin TX 03/2020 Present
  • 12/2014 → 12/2016
    Tiaa
    Durham, NC
  • 12/2014 → 12/2016
    Durham, NC
  • 12/2016 → 05/2017
    Unemployed
    Durham, NC
  • 05/2017 → 07/2018
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 05/2017 → 07/2018
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 07/2020 → Present
    Raleigh, NC
  • 07/2018 → 04/2019
    Qualtrics
    Provo, UT
  • 04/2019 → 03/2020
    Internetwork Engineering
    Charlotte, NC
  • 03/2020 → Present
    Sailpoint
    Austin, TX
Previous Registrations
Other Businesses

Sailpoint - 03/20 - Present - Account Executive a tech company that provides Identity management and Governance for Unstructured Data access.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-26
  • S66 Uniform Combined State Law Examination
    2006-07-26

View on SEC IAPD

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