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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2014-05-20
  • RI RA
    APPROVED
    Since 2014-05-20

Branch Locations

275 Promenade Street Suite 300, Providence, RI 02908 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2009 Present
Northwestern Mutual Investment Services, Llc Providence RI 08/2009 Present
Kp Grille Rehoboth MA 09/2001 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 01/2009 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2009 → Present
    Providence, RI
  • 09/2001 → Present
    Kp Grille
    Rehoboth, MA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

May earn commissions from insurance companies not affiliated with northwestern mutual for sales of non-variable life, health, annuity, and/or disability insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-19
S63 Uniform Securities Agent State Law Examination 2009-11-30
  • S65 Uniform Investment Adviser Law Examination
    2014-05-19
  • S63 Uniform Securities Agent State Law Examination
    2009-11-30

View on SEC IAPD

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