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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2014-05-20 |
Branch Locations
275 Promenade Street Suite 300, Providence, RI 02908 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2009 | Present |
| Northwestern Mutual Investment Services, Llc | Providence | RI | 08/2009 | Present |
| Kp Grille | Rehoboth | MA | 09/2001 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
May earn commissions from insurance companies not affiliated with northwestern mutual for sales of non-variable life, health, annuity, and/or disability insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-30 |
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