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1932 E Deere Ave Ste 220, Santa Ana, CA 92705 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-11 |
| CA | RA | APPROVED | 2024-01-02 |
Branch Locations
1932 E Deere Ave Ste 220, Santa Ana, CA 92705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heritage Planning Financial Group | Santa Ana | CA | 02/2009 | Present |
| Crown Capital Securities, Lp | Orange | CA | 05/2012 | Present |
| Legacy Advisory Group Inc | Santa Ana | CA | 08/2023 | Present |
| Accounting & Legal Network | Santa Ana | CA | 01/2020 | Present |
| Lpl Financial Llc | Santa Ana | CA | 04/2024 | Present |
(1) 04/17/2024 - Non-Variable (fixed) Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/20/2024 - 1 Hour Per Month (2) 04/17/2024 - Heritage Planning Financial Group, Inc - Tax Prep/Accounting/CPA - Co-Owner - Investment Related - At Reported Business Location(s) - Start Date 12/01/2009 - 20 Hours Per Month (3) 04/29/2024 - Legacy Advisory Group, Inc. - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services thru Legacy Advisory Group, Inc., an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-03 |
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