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Garth Andrew Wallace

J.P. Morgan Securities LLC

Rancho Santa Margarita, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-26
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-03-26
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

22391 Antonio Pkwy, Ste J-100, Rancho Santa Margarita, CA 92688 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Rancho Santa Margarita CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Rancho Santa Margarita CA 11/2012 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Rancho Santa Margarita, CA
  • 11/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Rancho Santa Margarita, CA
Previous Registrations
  • 2009-10-06 → 2012-10-01
    Chase Investment Services Corp.
    Mission Viejo, CA
    Tustin, CA
    Rancho Santa Margarita, CA
    Foothill Ranch, CA
  • 2009-04-22 → 2009-06-26
    Edward Jones
    Huntington Beach, CA
    Huntington Beach, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-09
  • S66 Uniform Combined State Law Examination
    2009-04-09
Designations
Other Names
  • Garth Wallace

View on SEC IAPD

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Other Investors

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MICHAEL WOLFGANG KLECZEK
Michael Scott Templeman
Ryan Patrick McLaughlin
Jeffrey W Albert
Aaron Tucker
Carmencita Protacio Calaway
Anthony Monaco

Other Offices

VOYA FINANCIAL ADVISORS, INC. · RANCHO SANTA MARGARITA, CA
TEMPLEMAN WEALTH MANAGEMENT INC. · RANCHO SANTA MARGARITA, CA
LPL FINANCIAL LLC · RANCHO SANTA MARGARI, CA
EDWARD JONES · Rancho Santa Margarita, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Margarita, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO SANTA MARGARITA, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO SANTA MARGARITA, CA
LPL FINANCIAL LLC · RANCHO SANTA MARG, CA

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