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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-01
NY RA APPROVED 2022-10-13
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2024-02-01
  • NY RA
    APPROVED
    Since 2022-10-13
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

30211 Avenida De Las Banderas Ste 200, Rancho Santa Margarita, CA 92688 • United States

Shoreview, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Windsor CT 09/2014 Present
Voya Financial Partners, Llc Windsor CT 06/2025 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Windsor, CT
  • 06/2025 → Present
    Voya Financial Partners, Llc
    Windsor, CT
Previous Registrations
  • 2004-07-28 → 2011-01-03
    Voya Financial Partners, Llc
    Redlands, CA
    Denver, CO
    Windsor, CT
    Redlands, CA
    Glendale, CA
    Woodland Hills, CA
Other Businesses

VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY / VOYA BENEFITS COMPANY POSITION: N/A NATURE: Sale and Service of Voya HRA product INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/30/2022 ADDRESS: One Orange Way, Windsor CT 06095-4774, United States DESCRIPTION: Sale and Service of Voya HRA product. A Health Reimbursement Arrangement ("HRA") is an employer funded "accident or health plan" ("Plan"), which reimburses qualified medical expenses and also permits any unused portion to be carried forward to the next year. Not a Security Offering

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-02-11
  • S66 Uniform Combined State Law Examination
    1999-02-11
Designations
Other Names
  • Gavin Thomas Gruenberg

View on SEC IAPD

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